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Customer Service

Discount Brokerage Commission Schedule
Effective November 1, 2012

Internet and Mobile Application

 Base Charge   Per Share/Contract Charge
Stocks$22.50 $0.0075
Options$22.50 $1.00
Precious Metals$75.00 1% of the total
(storage and delivery fees apply)   
    
Other Fees   
NTF Service Fee Buy/Sell$7.95  
No-Load Mutual Fund Buy/Sell$7.95  
Foreign Fee$75  
Fixed Income           Subject to dealer mark-up   

Investor Service Center

 Base Charge     Per Share/Contract Charge
Stocks$45.00 $0.0075
Options$45.00 $2.00
Precious Metals$75.00 1% of the total
(storage and delivery fees apply)   
    
Other Fees   
NTF Service Fee Buy/Sell$14.95  
No-load Mutual Fund Buy/Sell$14.95  
Foreign Fee$75.00  
Fixed Income          Subject to dealer mark-up   

This schedule of commissions and other fees is subject to change without notice. Service Fee costs include, but are not limited to, transacting trades, confirms, statements and postage.

Investment Products Offered Through UMB Financial Services, Inc.
Member FINRA, SIPC
NOT FDIC INSURED • MAY LOSE VALUE • NO BANK GUARANTEE