Invest Independently

Account Description

Invest independently and build your portfolio with robust tools and resources.
 

Accounts

Asset Management
Broker Assisted
Internet
Retirement

Update an Existing Account

Account Types

The first step to establishing a brokerage account is to determine which account best suits your investment choices and goals. Once you have chosen which kind of account you wish to open, simply download the application, complete it and return it by mail.  There are several different types of account registrations, including the following:

  • Individual
  • Joint
  • Custodial
  • Transfer on Death
  • Trust

The forms needed to establish a brokerage account are as follows:


Don't see the type of account you wish to open?  Give us a call at 800.842.999 for further assistance.

Investment Products

  • Stocks
  • Bonds
  • Mutual Funds
  • Options
  • Brokered CDs

Minimum Initial Investment

Cost of purchase

Account Resources

  • Online statements, tax documents and trade confirmations
  • Planning calculators
  • View Morningstar® mutual fund ratings
  • Stock analyst research

Pricing

You will automatically receive half off of the stated transaction-based commissions.
Commissions and Fees

Account Access

  • Access your account online. Ask how you can go green with e-notification and receive your statements, confirmations and confirming prospectus online.
  • Take a tour of our online tool‡.
  • Call us at 1.800.842.9999 for phone assistance.

How to Apply

  • By Mail:
    P.O. Box 419232
    Kansas City, MO 64179-0037
  • By Overnight Delivery:
    928 Grand Blvd, 6th Floor
    Kansas City, MO 64106
  • Call us at 1.800.842.9999

Investment Products Offered Through UMB Financial Services, Inc. Member FINRA, SIPC
NOT FDIC INSURED • MAY LOSE VALUE • NO BANK GUARANTEE