UMB Investment Banking Division

Your strategic investment partner

As a large financial institution, UMB Bank Investment Banking Division can provide access to a comprehensive suite of solutions. From market data and robust technology platforms, to fixed income sales and insightful modeling, your full-service UMB Bank experience provides support that’s relevant to you, with relationships that last for the long-term.

UMB Investment Banking Division

Your strategic investment partner

As a large financial institution, UMB Bank Investment Banking Division can provide access to a comprehensive suite of solutions. From market data and robust technology platforms, to fixed income sales and insightful modeling, your full-service UMB Bank experience provides support that’s relevant to you, with relationships that last for the long-term.

Extensive experience

Over the past 10 years, we have managed or co-managed more than 2,300 transactions with our broad array of investment products and services. Institutions, banks, money managers, insurance companies, mutual funds, hedge funds, public funds, and family offices partner with UMB to meet liquidity and investment objectives.

Single point of contact

Our clients have direct access to a team of investment banking professionals ready to answer questions, discuss analysis and help navigate the complex arenas of bond trading* and sales. Our single-point-of-contact model ensures you have a dedicated avenue for questions and helps us better understand your business and fixed income needs.

Comprehensive solutions and infrastructure

The Investment Banking Division specializes in providing fixed-income distribution, both in the primary and secondary market. Our diverse distribution network includes active and longstanding relationships with Tier I, Tier II, Tier III and Tier IV institutional investors.

Our personal service, paired with our market making ability across asset classes, strong underwriting capabilities, market insight and consistent capital backing uniquely positions the Investment Banking Division to serve institutions across the U.S.

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Strong capital backing

UMB consistently maintains strong liquidity with a common equity tier 1 ratio above the regulatory threshold, which provides the financial strength and stability needed to navigate capital markets. Our personal service, paired with our market making ability across asset classes, strong underwriting capabilities, market insight and consistent capital backing uniquely positions the Investment Banking Division to serve institutions across the U.S.

Investment banking collaboration.

Investment banking trends.

Underwriting

Our public finance bankers provide tax-exempt and taxable financing solutions* for public entities and not-for-profit organizations. We offer multiple financing structures that allow issuers to efficiently access the marketplace in a responsible, creditworthy and cost-effective manner to meet your capital needs.

Balance sheet management

As your full-service partner, we work with you to tailor resources that may enhance your competitiveness, understand your risk profile and manage your balance sheet with confidence. Our team combines macroeconomic theory, proprietary financial modeling and your unique risk profile so we can help you navigate regulatory changes, evaluate expansion opportunities, interpret asset/liability reporting and help you manage risk.

Investment banking regulators.

Investment banking trading.

Navigate regulatory changes

Each year brings changes and new challenges in regulated industries. UMB’s in-depth historical repository, wide information network, and breadth of experience can provide you the tools and information you need to effectively manage your balance sheet. We offer in-depth, one-on-one consultations to help you navigate changing regulations and exam priorities.

We provide comprehensive risk management strategies, evaluations and modeling—alleviating the need for your institution to manage in-house software or additional staffing expenses.

  • Asset liability management
  • Financial events timeline modeling
  • Analytical tools
  • Interest rate risk analysis and strategy
  • Thorough consultations
  • Tenured specialists with focused experience across industries

Trusted since 1928

UMB Bank’s long history allows us to be responsive and flexible, providing strategic solutions to investment banking clients across industries.

View our Reg F Statements View our quarterly compliance report

 

Measured analysis through modeling and data

Modeling can help you define and hone your financial strategy by demonstrating how your decisions could impact your operations, bottom line or regulatory compliance. The Investment Banking Division team also provides informed perspectives and measured analysis of your options.

  • Thorough analysis of the investment portfolio, including cash flows and valuation under varying market interest rate scenarios, and measurement of the impact of any changes in the portfolio mix on the entire balance sheet
  • Contingency funding plan simulations
  • Liquidity and loan portfolio stress testing
  • “What if” simulations for various growth and product development scenarios to capture potential risk exposures
  • Detailed reporting of earnings at risk, economic value of equity, liquidity, duration and convexity

Our extensive market data with decades of historic trend information and insights allows us to offer consultative perspectives that can help inform your decisions and keep you up-to-date on market conditions.

Well capitalized markets

UMB maintains strong liquidity, which provides the financial strength and stability needed to partner with you during all phases of market conditions. The Investment Banking Division is a liquidity provider for institutional accounts, with services built specifically to support your business. We consistently trade in the following markets:

  • Municipal
  • Agency
  • Mortgage-backed
  • Corporate
  • Treasury markets

Investment banking insights

Review insights about the state of the markets with industry updates, analytic commentary and links to informative resources.

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Daily Comment

Read today’s market commentary to stay informed

Daily Comment

*Corporate fixed income trading activities, Corporate Underwriting and Private Placement services are offered through UMB Financial Services, Inc.

UMB Investment Banking Division is a division of UMB Bank, n.a., that provides integrated fixed income investment products and services to community banks, financial institutions and institutional investment clients. UMB Bank, n.a., is an affiliate within UMB Financial Corporation. UMB Financial Services, Inc., is a wholly owned subsidiary of UMB Financial Corporation and an affiliate of UMB Bank, n.a.

Products offered through UMB Bank, n.a. Investment Banking Division and UMB Financial Services, Inc., Member FINRA, SIPC, are: Not FDIC Insured | May Lose Value | Not Bank Guaranteed

Check the background of UMB Financial Services, Inc. and associated investment professionals on FINRA's BrokerCheck.


Bank deposit products provided by UMB Bank n.a., Member FDIC. Equal Housing Lender

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