Fund Distribution and Asset Raising Support

Strategic asset raising support to help you plan and execute a successful distribution strategy

Whether you are a start-up or established asset manager, UMB Distribution Services offers a full range of asset raising services to help you achieve your goals as you grow.

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Customized and innovative support

Exclusive partnerships with preferred providers allow UMB to deliver cost-effective access to expertise and solutions that meet your product development, sales, marketing and platform strategy needs.

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Insight into your competitors and markets

Experienced professionals can help you understand the marketplace and effectively position products against the competition.

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Experienced compliance support and services

Registered principals with thorough knowledge of FINRA Rules and regulations including advertising review and registered representative licensing services to help you communicate your message in a compliance manner.

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Your critical partner in growth

From conception, to launch into to active asset raising, we partner with you to best position your firm for growth and determine the distribution services that drive long-term success.

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Our experienced distribution team and distribution toolkit partners can evaluate your strategies against industry best practices to help you effectively grow assets*

Product
  • Design and pricing
  • Market positioning
  • Product rationalization
Marketing
  • Branding
  • Content strategy and development
  • Marketing and lead generation
  • Public relations
  • Website development
Sales
  • Sales strategy and support
  • National account services
  • Prospect data solutions
Distribution
  • Strategy development
  • Competitive analysis
  • Market share and opportunity analysis
  • Statutory distribution

Key services

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Effectively position your fund products in the marketplace
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Communicate how a strategy works and where it fits into an advisor’s portfolio
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Develop compelling marketing materials and sales presentations
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Execute an optimized distribution strategy for mass market products
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Evaluate key relationships needed to grow and retain assets

Expert guidance to support your fund distribution strategy

Unlisted Closed-End Funds: Actionable insights for your product launch

January 2022

Experts weigh in on structures, strategies, and distribution opportunities for unlisted closed-end funds.

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ETF Market Update with FUSE & NYSE

June 2021

Join UMB with FUSE Research Network and the New York Stock Exchange as they break down the current market for exchange traded products and important considerations for new issuers.

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Connect with our experienced team today

*Statutory underwriter/distributor services provided by UMB Distribution Services, LLC. Additional services provided by UMB Fund Services and selected professional partners.