Invest independently and build your portfolio with robust tools and resources.
The first step to establishing a brokerage account is to determine which account best suits your investment choices and goals. Once you have chosen which kind of account you wish to open, simply download the application, complete it and return it by mail, or drop it off at any UMB Banking Center near you. There are several different types of account registrations, including the following:
- Transfer on Death
The two basic forms needed to establish a brokerage account are as follows:
Other forms may be required in addition to the application and disclosures, based on what type of account is to be established.
Don't see the type of account you wish to open? Give us a call at 1.800.842.9999 for further assistance.
- Fixed Income
- Mutual Funds
- Brokered CDs
- Online statements, tax documents and trade confirmations
- Planning calculators
- View Morningstar® mutual fund ratings
- Stock analyst research
Your base commission will reflect the Internet and Mobile Application price structure if you place your trade(s) online. You will still be subject to the per share contract charge. Please refer to the Commissions and Fees schedules for pricing.
- Access your account online. Ask how you can go green with e-notification and receive your statements, confirmations and confirming prospectus online.
- Take a tour of our online tool‡.
- Call us at 1.800.842.9999 for phone assistance.
How to Apply
- By Mail:
P.O. Box 419232
Kansas City, MO 64179-0037
- By Overnight Delivery:
928 Grand Blvd, 6th Floor, MS 1010602
Kansas City, MO 64106
- Call us at 1.800.842.9999
BrokerCheck‡ can help you research the professional backgrounds of brokers and brokerage firms, as well as investment adviser firms and advisers.