Collective Investment Trust Services
Access a lower-cost, high-quality solution for managing qualified retirement plan assets.
With UMB, investment advisors can focus on money management, while our experts handle the behind the scenes functions to support your collective investment trust.
Collective Investment Fund Services
Access a lower-cost, high-quality solution for managing qualified retirement plan assets.
With UMB, investment advisors can focus on money management, while our experts handle the behind the scenes functions to support your collective investment trust.
Experience, service and support
You will benefit from our team’s technical experience, our state-of-the-art systems and our commitment to outstanding client service.
Completely integrated back-office support
We handle all the behind-the-scenes functions, from fund accounting, administration and custody** to regulatory compliance and tax reporting, so you can focus on serving your clients.
Proven partnerships
Beyond exceptional service and infrastructure, we also connect you with a team of professionals for trustee and other services through preferred relationships with experienced providers.
Key services to support your collective investment fund
- Trust sponsorship
- Fiduciary and investment oversight*
- Fund accounting and administration
- Transfer agent services
- Custody**
- Cash sweep
- Optional securities lending services
- Audited financial statements
- Regulatory filings
- 5500 schedules for defined benefit plan customers
Benefits of a collective investment trust
- Lower fees and expenses than mutual funds
- Lower legal and marketing fees
- Does not need to produce a prospectus
- Does not require a separate board of trustees
- No SEC registration and state qualification fees
- Shorter start-up time
UMB can also serve as your full-service partner for global and domestic custody
As one of the nation's leading custodians, UMB Bank provides valuable solutions for global and domestic custody needs through the depth of our technology investments, our integrated banking capabilities and our commitment to be the provider of choice in the marketplace.
Explore institutional custodyThree questions to ask when choosing a fund CCO
The decision about how to obtain and structure CCO services ultimately comes down to a firm’s take on whether those services can and will meet requirements for critical factors such as independency, competency, knowledge, access and connectedness to the firm’s organizational culture. The following three questions, among others, have been helpful to us in evaluating these and other factors.
European failed-trade penalties and buy-in rules likely delayed a year
Foreign securities traders may have experienced tense moments after executing a trade in foreign securities when they realize the settlement instructions contained an error.For asset managers, these risks have always been present, but their potential financial impact has increased with the EU's moves toward penalties for failed trades.
If you’re ready to access the benefits and opportunities of collective investment funds, we’re ready to help. Connect with our experienced fund administration team today.
Contact us todayNational leader in fund servicing
UMB Fund Services is a national leader in registered and alternative investment fund services with decades of experience.
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* Services provided by preferred partners.
**Custody services provided by UMB Bank, n.a.