Closed-End Interval Fund and Tender-Offer Fund Services

Industry leading expertise and experience in closed-end fund structures

With a closed-end interval fund or tender-offer fund, investment advisors can offer a retail vehicle with limited liquidity.

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Closed-end Interval fund and tender-offer fund services

Industry leading expertise and experience in closed-end fund structures

With a closed-end interval fund or tender-offer fund, investment advisors can offer a retail vehicle with limited liquidity.

Contact Us Today!

Niche experience, service and support

We’ve been servicing interval funds and their complexities for more than 20 years. You will benefit from our team’s technical experience, our state-of-the-art systems and our commitment to outstanding client service.

Completely integrated back-office support

We handle the behind-the-scenes functions servicing to support your closed-end fund, from fund accounting and administration, to transfer agency and tax reporting, so you can focus on growing assets.

Innovative platform solution

For managers seeking a streamlined experience, we deliver a turnkey solution to support the launch and servicing of your registered closed-end interval fund or tender-offer fund.

Access specialized support for closed-end interval funds and tender-offer funds with UMB. Connect with our closed-end interval fund experts today.

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Whether you leverage your existing board or utilize our turnkey offering, UMB offers a comprehensive service set for closed- end interval funds and tender-offer funds, plus deep knowledge to guide you and support your closed-end interval or tender-offer fund.

  • Fund accounting and administration
  • Investor tax and fund tax
  • Transfer agency and investor servicing
  • Custody*
  • Distribution**

Innovative platform solution for managing closed-end interval funds and tender-offer funds

Closed-end funds are unique investment vehicles. They can be complex to administer and manage. To deliver the specialized expertise you need, we offer a closed-end fund servicing platform: Registered Fund Solutions.

Registered Fund Solutions provides the full spectrum of professional services to launch and service a closed-end fund such as an interval fund or tender-offer fund.

Platform benefits

  • UMB’s closed-end fund servicing platform eliminates the difficulty of selecting service providers – independent board of directors, fund auditors, legal counsel and other providers are already in place
  • Lowers overhead due to sharing service providers; lower insurance premiums through shared policy
  • Provides assistance in establishing and overseeing board of directors, facilitating meetings and managing service providers.

UMB Fund Services and its affiliates provide overall sponsorship, coordination and program management, fund accounting, administration, transfer agent, fund registration, Blue Sky, tax reporting, distribution and custody services*. Participating professional partners provide fund registration and legal counsel, CCO and compliance consulting services and audit services.

#1 TA for U.S. registered closed-end funds

UMB Fund Services is the #1 TA for U.S. registered closed-end funds based on number of accounts serviced. Source: 2020 Mutual Fund Service Guide

Best Interval Fund Administrator Award

2019-2021 Fund Intelligence Operations and Services Awards

Access our latest report on Unlisted Closed-End Funds

The unlisted closed-end structure allows manufacturers to manage the liquidity challenges of alternatives and illiquid securities and access the mass affluent market. UMB's 2021 report provides a market update, as well as insights into top investment categories, strategies, pricing and top asset managers as momentum in this emerging market continues to accelerate.

Access Report

Access specialized support for closed-end interval funds and tender-offer funds with UMB. Connect with our closed-end interval fund experts today.

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Distribution and asset raising solutions

We offer strategic asset raising support to help you plan and execute a successful distribution strategy for your interval fund or tender-offer fund.

Explore fund distribution services

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Custody services provided by UMB Bank, n.a.

Statutory distribution services provided by UMB Distribution Services, LLC.